The contents of the North Street Global websites have been prepared solely for information purposes without regard to any particular user's investment objectives, financial situation, or means, and North Street Global, LLC and its subsidiaries are not soliciting any action based upon it.  None of the information contained on the North Street Global websites should be construed as, or is intended to be (i) an invitation or inducement to engage in investment activity or a financial promotion of any kind; or (ii) an offer, invitation or inducement to buy or sell, or a solicitation by or on behalf of North Street Global and its subsidiaries of any security, product, service, instrument or investment; or to otherwise engage in any investment activity.  No opinions expressed on the North Street Global websites constitute, or are intended to constitute, investment, tax or legal advice and independent advice should be sought where appropriate.  The services described on the North Street Global websites are subject to applicable law, rule and regulation and may not be available in all jurisdictions or to all persons.  The laws and regulations of the country from which you access the North Street Global websites may include restrictions on the distribution of information.  The information provided on the North Street Global websites is not directed at and is not intended for distribution to, or use by, any person or entity in any jurisdiction where (by reason of that jurisdiction's applicable securities laws or such person's nationality, residence or otherwise) such distribution or use would be contrary to applicable law or regulation or would subject North Street Global and its subsidiaries to any registration or licensing requirement within any such jurisdiction.  If you are such a person or entity, you are not authorized to enter our website.  It is your responsibility to ensure that your use of the North Street Global websites complies with any restrictions or any applicable local laws or regulations.

© 2018 North Street Global

SOLUTIONS

Reduced Operational Risk

Accurate Data & Reporting

Order Management System

Portfolio Management & Accounting

Risk Management

Financial Reporting

Portfolio Analytics

Outsourced Data Management

ASSET CLASS COVERAGE

 

Equities

Exchange Traded Funds

Fixed Income

Exchange Traded Derivatives

OTC Derivatives

Structured Products

Commodities

Foreign Exchange

Futures

Loans

PRODUCTS & SERVICES

Alternative Asset Fund Administration

Middle/Back Offices Services

Investor Services

Treasury Services

Compliance & Regulatory Reporting

Corporate Services

Capital Introduction

CLIENTS SERVED

Hedge Funds

Private Equity

Real Estate

Venture Capital

Fund of Funds

Separately Managed Accounts

Special Purpose Vehicles

Family Offices

Non-Bank Loans

Structured Credit

OFFICES

New York

708 Third Avenue

6th Floor

New York, New York 10017

P: 212-913-9959

F: 212-913-9958

Los Angeles

468 N. Camden Dr.

2nd Floor

Beverly Hills, Califonia 90210

P: 310-893-1743

Miami

1395 Brickell Avenue

8th Floor

Miami, Florida 33131

P: 305-908-3833

PRIVACY

TERMS & SERVICES

 

AIFMD

 

 

AIFMD seeks to put in place a comprehensive and effective regulatory and supervisory framework for alternative investment funds with the goal of having harmonized regulatory standards across the EU.   This Directive imposes a number of requirements surrounding marketing, investor disclosure, executive compensation, investor reporting and risk management.  In the area of risk management, the Directive requires managers registered in Europe to establish an independent risk management function, put in place a risk governance framework, measure and monitor key risk factors and file a risk transparency report with regulators (“the ESMA Form”).   Non-EU managers marketing their funds in Europe must also file the ESMA Form.  The AIFMD requirements are demanding and present significant strategic and operational challenges for many fund managers.  North Street Global Fund Services provides clients with complete and cost-effective reporting services to fully meet the distinct risk and data requirements for AIFMD/Annex IV reporting. 

 

Key Service Features:

 

  • Complete Solution – fully meet all of a fund’s AIFMD challenges and requirements, including the critical aspects such as Annex IV

  • Most Cost-Effective – North Street Global Fund Services AIFMD solution is superior and less expensive than an in-house effort or any external vendor solution

  • Extensive Risk Experience – seasoned team of risk management practitioners with 25+ years of experience

  • Leading Regulatory Reporting Software – we utilize leading regulatory reporting software to aggregate data and produce AIFMD report (XML upload file)

  • Leading Risk Systems – we utilize leading risk software to produce answers for complex risk calculations of AIFMD such as:

                - Value-at-Risk (VaR) 

                - Counterparty risk

                - Duration risk

                - Liquidity risk

                - Stress Tests

 

  • Regulatory Interpretation/Assumptions – guidance on interpretation, assumptions and methodologies of Annex IV reporting questions

  • Regulatory Audit Trail – development and/or enhancement of fund’s Annex/IV reporting “Bible” (i.e. policies, procedures and regulatory audit trail related to Annex IV reporting)

  • Independent Review and Check – review and check of a fund’s filing before submission to the regulators to ensure there are no “red flags”

  • Regulatory Independence Requirement – by utilizing outsourced risk management, the fund manager is ensuring there is functional separation from portfolio management, thus best meeting the “independence requirement” of the AIFMD directive